Abstract
This study investigates the synergy between ratesplitting multiple access (RSMA) and simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) as a unified framework to realize ubiquitous, intelligent, and resilient connectivity in future sixth-generation networks, while enhancing both spectral and energy efficiency. Specifically, in the STAR-RIS-assisted multi-user RSMA network under consideration, we develop an intelligent optimization strategy that jointly designs the active beamforming at the transmitter, the allocated transmission rate for the common stream, and the passive beamforming vectors for both transmission and reflection regions of the STAR-RIS, while accounting for transceiver hardware impairments and imperfect channel state information (CSI). In addition, system robustness is ensured by incorporating a bounded channel estimation error model that rigorously reflects CSI imperfections and ensures resilience against worst-case estimation errors. To tackle the highly non-convex problem, we propose an intelligent optimization algorithm that decouples the original problem into two sub-problems, which are then solved iteratively. Firstly, the active beamforming vectors for both the common and private signals are obtained by reformulating the original non-convex problem into a tractable convex semi-definite programming (SDP) framework, leveraging successive convex approximation (SCA) and semi-definite relaxation (SDR) for enhanced computational efficiency. Secondly, the passive beamforming vectors for the transmission and reflection regions of the STAR-RIS are optimized through a convex SDP reformulation by exploiting SCA and SDR techniques. Additionally, when the resulting active or passive beamforming solutions are of higher rank, Gaussian randomization is employed to construct rank-one solutions. Finally, the effectiveness of the proposed optimization strategy is demonstrated through numerical simulations, which reveal significant performance gains over benchmark schemes and confirm rapid convergence.
| Original language | English |
|---|---|
| Journal | IEEE Transactions on Communications |
| DOIs | |
| State | Accepted/In press - 2026 |
Bibliographical note
Publisher Copyright:© 1972-2012 IEEE.
Keywords
- Rate-splitting multiple access (RSMA)
- channel estimation errors
- hardware impairments
- reconfigurable intelligent surface (RIS)
- simultaneous transmitting and reflecting RIS (STAR-RIS)
ASJC Scopus subject areas
- Electrical and Electronic Engineering
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