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Hierarchical federated learning with paillier encryption: synergistic approach for secure analytics of sensitive healthcare data

  • Saeed Iqbal
  • , Xiaopin Zhong*
  • , Muhammad Attique Khan
  • , Zongze Wu
  • , Nouf Abdullah Almujally
  • , Weixiang Liu
  • , Faisal Albalwy
  • , Amir Hussain*
  • *Corresponding author for this work

Research output: Contribution to journalArticlepeer-review

Abstract

Federated learning enables collaborative analysis of medical data across healthcare institutions without centralizing sensitive patient information. However, its application faces three persistent challenges, non-identically distributed data across sites, variable client resources affecting training efficiency, and privacy risks from model update exposure. We present a framework that addresses these challenges through three integrated components: hierarchical prototyping to align heterogeneous data distributions via adaptive local-global prototype weighting; dynamic client selection that evaluates participants using accuracy contribution, data diversity, and computational efficiency metrics with adaptive thresholding; and secure aggregation using the Paillier cryptosystem to encrypt model updates during transmission. Evaluation across eight healthcare benchmarks, including CURIAL, MIMIC-III, ChestMNIST, and BraTS, shows consistent improvements over established methods. On the CURIAL dataset, our method achieves 96.21% accuracy compared to 83.21% for FedAvg, representing a 13.0 percentage point gain. Concurrent improvements are observed in sensitivity (+4.1%), specificity (+3.8%), F1-score (+3.2%), AUC (+0.126), and Diagnostic Odds Ratio (+19.54). Privacy evaluation indicates 58–63% lower success rates for gradient leakage attacks and 41–47% reduced reconstruction fidelity in model inversion attempts compared to unencrypted aggregation. Ablation analysis attributes 7.2 percentage points of accuracy gain under severe non-IID conditions to hierarchical prototyping, while dynamic client selection reduces convergence oscillations by 34%. Results across imaging, tabular, and time-series modalities confirm the approach generalizes to diverse healthcare data types. Code and configuration files: https://github.com/SaeedIqbal/FedHomo

Original languageEnglish
Article number132969
JournalExpert Systems with Applications
Volume330
DOIs
StatePublished - 1 Dec 2026

Bibliographical note

Publisher Copyright:
© 2026 Published by Elsevier Ltd.

Keywords

  • Domain adaptation
  • Dynamic client selection
  • Federated learning
  • Heterogeneous healthcare data
  • Homomorphic encryption
  • Privacy-preserving

ASJC Scopus subject areas

  • General Engineering
  • Computer Science Applications
  • Artificial Intelligence

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