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Explainable prediction of healthcare waste generation using hybrid PCA–GPR with SHAP for enhanced environmental protection

  • Usman U. Aliyu
  • , Sukalpaa Chaki
  • , Tushar Bansal
  • , Salim I. Malami
  • , Abdullahi G. Usman
  • , M. Waqar Ashraf
  • , Sani I. Abba*
  • *Corresponding author for this work

Research output: Contribution to journal › Article › peer-review

Abstract

The increasing generation of healthcare waste (HCW), together with inadequate management practices, poses risks to public health and environmental safety. This situation highlights the need for robust quantitative approaches to support waste estimation and planning. In this study, machine learning–based regression models, including Support Vector Machine (SVM), Ensemble of Trees (ET), and Gaussian Process Regression (GPR), were applied to estimate HCW generation across Indian states. Principal Component Analysis (PCA) was used to reduce data dimensionality and to construct a hybrid model based on the best-performing individual approach. Model performance was assessed using the root mean square error (RMSE) and the coefficient of determination (R²). Pearson correlation analysis was conducted during the preliminary stage to evaluate relationships among input variables, and statistical significance was verified using a two-tailed test. Sensitivity analysis was performed through nonlinear input selection, resulting in eight model configurations for the model creation. Among the individual models, GPR produced the lowest prediction error, with an RMSE of 0.0048 (GPR-2), outperforming the SVM and ET models. The PCA–GPR hybrid model further improved prediction accuracy, achieving a minimum RMSE of 0.0019. SHapley Additive exPlanations (SHAP) analysis was employed to enhance the effect of the model interpretability, revealing that healthcare capacity indicators and urban-demographic factors are the dominant drivers of HCW generation. The results demonstrate that regression-based and hybrid modelling approaches are effective for estimating HCW generation. The study also indicates that prediction performance can be enhanced by incorporating additional socioeconomic and demographic variables, although data availability and data quality remain key limitations, particularly in regions with incomplete historical records.

Original languageEnglish
Article number18
JournalJournal of Environmental Health Science and Engineering
Volume24
Issue number1
DOIs
StatePublished - Jun 2026

Bibliographical note

Publisher Copyright:
© The Author(s), under exclusive licence to Tehran University of Medical Sciences 2026.

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 11 - Sustainable Cities and Communities
    SDG 11 Sustainable Cities and Communities
  2. SDG 12 - Responsible Consumption and Production
    SDG 12 Responsible Consumption and Production

Keywords

  • Artificial intelligence
  • Environmental protection
  • Healthcare waste management
  • Optimization

ASJC Scopus subject areas

  • Environmental Engineering
  • Applied Microbiology and Biotechnology
  • Water Science and Technology
  • Waste Management and Disposal
  • Pollution
  • Public Health, Environmental and Occupational Health
  • Health, Toxicology and Mutagenesis

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