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A novel enhanced SOC estimation method for lithium-ion battery cells using cluster-based LSTM models and centroid proximity selection

  • Mohammed Khalifa Al-Alawi*
  • , Ali Jaddoa
  • , James Cugley
  • , Hany Hassanin
  • *Corresponding author for this work

Research output: Contribution to journalArticlepeer-review

28 Scopus citations

Abstract

In line with the global mission in achieving the net zero target through deployment of renewable energy technologies and electrifying the transportation sector; precise and adaptable State of Charge (SOC) estimation for Lithium-ion batteries has emerged as a critical need. The paper introduces a novel Cluster-Based Learning Model (CBLM) framework that integrates the strengths of K-Means and Fuzzy C-Means clustering with the predictive power of Long Short-Term Memory (LSTM) networks. This approach aims to enhance the precision and reliability of battery SOC estimations, adapting to the dynamic and complex operational conditions characteristic of Li-ion batteries. The key contributions of this study are the development and validation of the CBLM framework, which was proven to outperform state-of-art standalone deep learning techniques particularly under diverse operational conditions. Additionally, the introduction of a centroid proximity selection mechanism within the CBLM framework, which dynamically selects the most appropriate cluster model in real-time based on the proximity of the operational data to the cluster centroids. The performance of the proposed CBLM approach is evaluated using a Tesla Model 32,170 Li-ion battery dataset. Results demonstrate the model's enhanced performance, with reductions in Root Mean Square Error (RMSE) to as low as 0.65 % and Mean Absolute Error (MAE) to 0.51 %, reducing state-of-art benchmark model errors by margins of 61.8 % and 68.5 % respectively. Additionally, the maximum error using CBLM was lower than benchmark, emphasising the model's reliability in worst-case-scenarios. The study also conducted comprehensive ablation tests on the proposed novel framework to further optimize its performance.

Original languageEnglish
Article number112866
JournalJournal of Energy Storage
Volume97
DOIs
StatePublished - 10 Sep 2024
Externally publishedYes

Bibliographical note

Publisher Copyright:
© 2024 The Author(s)

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy

Keywords

  • Battery management systems (BMS)
  • Cluster-based learning model
  • Dynamic SOC estimation
  • LSTM
  • Lithium-ion batteries
  • State of charge (SOC) estimation

ASJC Scopus subject areas

  • Renewable Energy, Sustainability and the Environment
  • Energy Engineering and Power Technology
  • Electrical and Electronic Engineering

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