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A Compact 1D-CNN for Photovoltaic Fault Diagnosis With Leakage-Aware Validation: A Comparative Study

Research output: Contribution to journalArticlepeer-review

1 Scopus citations

Abstract

Reliable photovoltaic fault diagnosis depends on classifiers that maintain high accuracy under varying environmental conditions while remaining suitable for lightweight implementation. This study presents a one-dimensional convolutional neural network (1D-CNN) for six-class photovoltaic fault detection using normalized electrical features and compares its performance with alternative methods including a linear multiclass support vector machine, inverse-distance k -nearest neighbors, a compact feedforward neural network and a wavelet-assisted decision tree. A photovoltaic array test system was simulated using 39 months of irradiance and temperature data comprising 105,213 records. Six operating states, namely normal operation, small line-to-line fault, large line-to-line fault, open-circuit fault, partial shading and bypass-diode anomaly, were generated using 46,334 operating points obtained after daylight filtering with G ≥q 80~ W/m2. To prevent data leakage, samples derived from the same irradiance-temperature condition were assigned exclusively to a single subset among training, validation, or testing. The proposed 1D-CNN achieved an accuracy of 98.95% and a macro-F1 score of 98.95% on the held-out test set, with a serialized model size of 0.162 MB. These results indicate that compact one-dimensional convolution can effectively support the proposed weather-driven photovoltaic fault test system. However, validation using measured field-fault data remains necessary before establishing long-term deployment viability.

Original languageEnglish
Pages (from-to)81616-81630
Number of pages15
JournalIEEE Access
Volume14
DOIs
StatePublished - 2026

Bibliographical note

Publisher Copyright:
© 2013 IEEE.

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy

Keywords

  • 1D-CNN
  • Photovoltaic fault diagnosis
  • deep learning
  • multiclass classification
  • renewable energy monitoring
  • wavelet features

ASJC Scopus subject areas

  • General Computer Science
  • General Materials Science
  • General Engineering

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